OATS Reporting
FINRA members are required to submit Order Audit Trail System (OATS) reports of all NMS stocks and OTC equity securities, a task that often proves to be a burden. To lighten the load, Orbis offers a full range of OATS reporting services.
Lighten the Load
We can submit your report for you through a secure interface, we can compile your report and send it to you as a file, or we can simply troubleshoot your syntax for you. The experts at Orbis are equipped to handle the latest, Phase III rules, which require the reporting of all manual trades.