SEC
Rule 606 Report - Glendale Securities(GLEN) - 4th Qrt.,
2006
(Percentages of Total Non-Directed Orders Routed to
Individual Route Venues) |
| |
|
|
| Securities Listed on The Nasdaq Stock Market |
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
Other (%) |
Material Aspects of Relationship |
| Total (%) |
100% (367) |
12.26% (45) |
87.74% (322) |
0% (0) |
|
| Knight Equity Markets |
100% (367) |
12.26% (45) |
87.74% (322) |
0% (0) |
| |
| |
| Securities Listed on American Stock Exchange |
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
Other (%) |
Material Aspects of Relationship |
| Total (%) |
100% (20) |
5% (1) |
50% (10) |
45% (9) |
|
| Knight Capital Markets |
95% (19) |
5.26% (1) |
47.37% (9) |
47.37% (9) |
|
| Knight Equity Markets |
5% (1) |
0% (0) |
100% (1) |
0% (0) |
| |
| |
| Exchange-Listed Options |
| Route Venues |
Total (%) |
Market (%) |
Limit (%) |
Other (%) |
Material Aspects of Relationship |
| Total (%) |
100% (6) |
0% (0) |
100% (6) |
0% (0) |
|
| NEXA |
100% (6) |
0% (0) |
100% (6) |
0% (0) |
| |
| |
Glendale Securities (GLEN)'s order routing decisions are based on the principle of best execution.
The firm has no payment for
order flow arrangements with these market centers. |